Paper VI visual guide · Visual 25 of 42 · HOLOMORPHIC CALCULUS / A RECTANGULAR COMPARISON

Naturality also transports derivatives

Traditional Part I: Theorem 15.1. Exact intertwining passes to the specified functional calculus.

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Consider a fine operator, a coarse operator, and a rectangular map

\[ A_f={\begin{pmatrix}2&1&0\\0&2&0\\0&0&9\end{pmatrix}},\qquad A_c={\begin{pmatrix}2&1\\0&2\end{pmatrix}},\qquad C_r={\begin{pmatrix}1&0&0\\0&1&0\end{pmatrix}}. \]

Direct multiplication gives \(C_rA_f=A_cC_r\). For \(F(z)=1/(1+z)\), which is defined at both spectra, compute the matrices by inversion:

\[ F(A_f)={\begin{pmatrix}1/3&-1/9&0\\0&1/3&0\\0&0&1/10\end{pmatrix}}. \]
A block operator and its rational function are shown as matrices.
Original drawing. Read the description below; expand the labels and data for selectable text.

Reading the drawing

The dashed block in the function matrix corresponds to the non-diagonal repeated-eigenvalue block. The right-hand annotations give the scalar function and its derivative at that eigenvalue. The note distinguishes the whole block function from scalar substitution alone.

Drawing labels and data 23 labels

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  • \(A_f\)
Drawing grid 1 · rows top to bottom, columns left to right
Row / columnColumn 1Column 2Column 3
Row 1\(2\)\(1\)\(0\)
Row 2\(0\)\(2\)\(0\)
Row 3\(0\)\(0\)\(9\)
  • \(F(A_f)\) for \(F(z)=(1+z)^{-1}\)
Drawing grid 2 · rows top to bottom, columns left to right
Row / columnColumn 1Column 2Column 3
Row 1\(\frac{1}{3}\)\(- \frac{1}{9}\)\(0\)
Row 2\(0\)\(\frac{1}{3}\)\(0\)
Row 3\(0\)\(0\)\(\frac{1}{10}\)
  • \(F(2)=1/3\)
  • \(F'(2)=-1/9\)

The dashed block is
\(F(A_c)\), not just \(F(2)I\).

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Evidence note from the source edition

The discarded eigenvalue \(9\) contributes \(1/10\) only on the fine side. On the retained Jordan block, the off-diagonal entry is \(F'(2)=-1/9\), not zero. The rectangular comparison preserves that entry.

Why spectral values are not enough

On the retained block \(A_c=2I+N\), with \(N^2=0\), one has

\[ F(A_c)=F(2)I+F'(2)N=\tfrac13I-\tfrac19N. \]

Hence \(C_rF(A_f)=F(A_c)C_r\). Replacing the block by \(F(2)I\) would lose the nonzero derivative term and no longer give the actual inverse of \(I+A_c\).

For polynomials, naturality follows by transporting every operator power. The manuscript's finite holomorphic statement uses finite Taylor data at each primary block and the corresponding nilpotent orders. This example verifies a rational instance with an actual inverse rather than asserting that arbitrary scalar substitutions are meaningful.

The same mechanism explains why the Jordan memory kernel on Visual 23 contains \(t e^{-2t}\). Exponentiation also has nonzero derivatives at repeated spectral values.

Read this as

A functional calculus acts on operators, including their nilpotent parts. Exact intertwining transports that full action, not merely a list of scalar eigenvalue images.

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