Paper I visual guide · Visual 4 of 22 · MODEL A / A CERTIFICATE FOR THE LOWER BOUND

A quotient proves two seeds are necessary

Main text: Proposition 4.13 and Theorem 6.2

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The failure of the particular seed on Visual 3 does not prove that every single seed fails. A certificate for the lower bound does.

Define a surjective linear map

\[ q:X\longrightarrow{\mathbb Q}^2,\qquad q\Bigl(\sum a_je_j+\sum b_jf_j\Bigr)=(a_0,b_0). \]
A quotient retaining two independent chain heads
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The columns of the two-by-six quotient matrix follow the displayed basis labels. Each output retains one chain head and discards its advanced positions.

Drawing labels and data 20 labels

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The quotient keeps only the two chain heads
Output\(e_0\)\(e_1\)\(e_2\)\(f_0\)\(f_1\)\(f_2\)
First output\(1\)\(0\)\(0\)\(0\)\(0\)\(0\)
Second output\(0\)\(0\)\(0\)\(1\)\(0\)\(0\)
  • \(q(a_0,a_1,a_2,b_0,b_1,b_2)=(a_0,b_0)\)

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Evidence note from the source edition

An actual \(2\times6\) quotient matrix. It forgets the advanced positions in both chains and retains two independent head coordinates.

Because \(qN=0\), one has, for every polynomial \(p\),

\[ q\bigl(p(N)x\bigr)=p(0)q(x). \]

Thus every operator acts as a scalar on the quotient. The image of the orbit of one seed stays on one line in \({\mathbb Q}^2\). It cannot span this quotient of dimension two.

Lower and upper bounds meet

If \(r\) seeds generated \(X\), their images would generate the quotient. Since scalar multiplication cannot create a new independent direction, \(r\ge2\). Conversely, the two seeds \(e_0,f_0\) generate their respective chains, so

\[ \boxed{{\operatorname{srank}}_{{\mathbb Q}[N]}(X)=2.} \]

This proof uses the displayed operator and quotient. It does not ask a computer to search every possible seed, and it does not need an existence theorem for Jordan form.

A general pattern worth recognizing

A surjective intertwiner \(q:X\twoheadrightarrow Y\) turns any generating family of \(X\) into a generating family of \(Y\). Therefore a quotient on which the grammar loses mixing power can certify a lower bound in the original, much larger space.

Read this as

To rule out one seed, find a quotient in which its entire orbit is forced onto one line while the quotient still has at least two independent directions.

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