Paper VIIReading edition

III. Exact packets, symmetry, and resolvents

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III.1 Exact packets and arbitrary circuit length

Let \(R\) be a unital ring, not necessarily commutative, and let \(I\) be a finite address set. An exact packet family consists of elements \(P_a\in R\) satisfying

\[ P_aP_b=\begin{cases}P_a,&a=b,\\0,&a\ne b,\end{cases} \qquad \sum_{a\in I}P_a=1. \]

Adjoint conditions are added when needed. For an operator \(U\), define the transfer corner

\[ U_{ba}=P_bUP_a. \]

The target index comes first. Completeness and distributivity give

\[ \sum_{b,a}U_{ba}=U,\qquad (UV)_{ba}=\sum_c U_{bc}V_{ca}. \]

The second identity uses \(P_c^2=P_c\) when adjacent transfer corners are multiplied.

III.1.1 Circuit paths: source Theorem 4.1

For \(U=U_m\cdots U_1\), the checked result is

\[ P_{a_m}UP_{a_0} =\sum_{a_1,\ldots,a_{m-1}} P_{a_m}U_mP_{a_{m-1}}\cdots P_{a_1}U_1P_{a_0}. \]

The Lean implementation defines a recursive path sum and proves the identity by induction over an arbitrary finite gate list. It is not restricted to a fixed circuit depth. The empty list has circuit operator \(1\) and path value \(P_bP_a\). Summing the source and target indices reconstructs the full circuit.

III.1.2 Adjoint conservation: source Theorem 4.2

Assume a star operation with \(P_a^*=P_a\). Then

\[ (U_{ba})^*=P_aU^*P_b. \]

The two checked conservation laws are

\[\begin{aligned} U^*U=1&\quad\Longrightarrow\quad \sum_b(U_{ba})^*U_{bc}=\delta_{ac}P_a,\\ UU^*=1&\quad\Longrightarrow\quad \sum_aU_{ba}(U_{da})^*=\delta_{bd}P_b. \end{aligned}\]

For the first law, expand each corner, collapse \(P_b^2\) and sum:

\[ \sum_bP_aU^*P_bUP_c =P_aU^*\left(\sum_bP_b\right)UP_c=P_aP_c. \]

The second law follows by the analogous calculation and has its own formal proof. For complex matrices, the adjoint is the conjugate transpose. The order of the operator products is preserved throughout.

III.2 Symmetry and measurement

III.2.1 Exact symmetry: source Theorem 5.1

If \(HP_a=P_aH\) for every packet, then

\[ P_bHP_a=0\quad(b\ne a),\qquad H=\sum_aP_aHP_a. \]

In a complex Banach algebra, commutation also propagates to the actual exponential:

\[ e^{zH}P_a=P_ae^{zH}\qquad(z\in{\mathbb C}). \]

Consequently,

\[ e^{zH}=\sum_aP_ae^{zH}P_a, \qquad P_be^{zH}P_a=0\quad(b\ne a). \]

Taking \(z=-it\) gives evolution in real time. The Lean proof applies the exponential commutation theorem directly, so invariance of the packets is a proved consequence of commutation. Self-adjointness of \(H\) is not needed for the algebraic reducing property, so this result applies more broadly than the Hermitian specialization in the paper.

This result describes exact symmetry. The quantitative leakage estimate when symmetry is broken appears in Theorem 5.2 and requires the separate Duhamel and norm arguments developed later.

III.2.2 Measurements: source Theorem 7.1

For finite complex matrices, define packet dephasing by

\[ {\mathcal D_P}(X)=\sum_aP_aXP_a. \]

The code proves idempotence and trace duality:

\[ {\mathcal D_P}({\mathcal D_P}(X))={\mathcal D_P}(X),\qquad {\operatorname{tr}}\bigl({\mathcal D_P}(E)\rho\bigr)={\operatorname{tr}}\bigl(E{\mathcal D_P}(\rho)\bigr). \]

Trace duality follows term by term from cyclicity:

\[ {\operatorname{tr}}(P_aEP_a\rho)={\operatorname{tr}}(EP_a\rho P_a). \]

Therefore an effect that is diagonal in the packets, \({\mathcal D_P}(E)=E\), satisfies

\[ \boxed{{\operatorname{tr}}(E\rho)={\operatorname{tr}}\bigl(E{\mathcal D_P}(\rho)\bigr).} \]

The proof holds for arbitrary finite complex matrices \(E\) and \(\rho\). Density matrices and positive measurement effects are valid specializations rather than assumptions needed for this trace identity. Taking \(E=1\) also gives trace preservation of packet dephasing.

The full theorem for Kraus channels and the Knill–Laflamme recovery criterion require further arguments about positivity, auxiliary systems, and recovery maps. The trace identity above supplies only the measurement statement.

III.3 Corrected Feshbach resolvent

Write a finite complex matrix in retained and eliminated coordinates:

\[ H=\begin{pmatrix}A&B\\C&D\end{pmatrix},\qquad zI-H=\begin{pmatrix}zI_P-A&-B\\-C&zI_Q-D\end{pmatrix}. \]

Set

\[ D_z=zI_Q-D,\qquad S_z=zI_P-A-BD_z^{-1}C. \]

The effective Hamiltonian is \(H_{\mathrm{eff}}(z)=A+BD_z^{-1}C\), so \(S_z=zI_P-H_{\mathrm{eff}}(z)\).

III.3.1 Correct statement: source Theorem 9.1

Assume both \(D_z\) and \(zI-H\) are invertible. Then \(S_z\) is invertible and

\[ \boxed{\bigl((zI-H)^{-1}\bigr)_{PP}=S_z^{-1}.} \]

The left side is the submatrix of the full inverse on the retained coordinates. This matches the paper's compressed operator when written in an orthonormal basis of the retained subspace. The proof is valid for arbitrary complex blocks of compatible sizes and does not require Hermiticity.

The checked invertibility criterion is

\[ D_z\text{ invertible}\quad\Longrightarrow\quad \bigl(zI-H\text{ invertible}\ \Longleftrightarrow\ S_z\text{ invertible}\bigr). \]

Thus one may equivalently assume invertibility of \(D_z\) and \(S_z\).

Why the original assumption is insufficient. Take \(z=0\) and \(H={\operatorname{diag}}(0,-1)\), retaining the first coordinate. Then

\[ D_z=1,\qquad zI-H=\begin{pmatrix}0&0\\0&1\end{pmatrix}. \]

The eliminated block is invertible, but the full matrix is singular. Hence the original hypothesis does not ensure the existence of its stated resolvent. The Lean counterexample proves invertibility of the scalar \(1\) and noninvertibility of this full \(2\times2\) matrix.

III.3.2 Provenance and limits

The proof of the general block inverse was reused from the checked fifth block of Paper VI and compiled in the Paper VII namespace for the archived formal checkpoint. That formal development also added the counterexample above. The retained checkpoint is dated 6 September 2026. This edition revises the exposition without claiming a new Schur identity or a fresh Lean compilation.

The memory equation in the time domain in Section 9.2, resolvent control uniform in the cutoff, and continuum limits require arguments beyond this finite inverse identity. The source amendment makes the two invertibility assumptions explicit without changing the intended effective Hamiltonian.

III.4 Dispersion with an explicit spacing condition

The grid eigenvalue in source Theorem 11.1 is

\[ \lambda_{k,h}=\frac{4}{h^2}\sin^2\left(\frac{kh}{2}\right). \]

The original low-mode condition is \(0\le kh/2\le1\). A nonzero spacing is also required for the quotient to have its intended meaning. For a physical grid, one normally takes \(h>0\).

III.4.1 Checked stronger statement

For every \(k,h\in{\mathbb R}\) with \(h\ne0\),

\[ \boxed{0\le k^2-\lambda_{k,h}\le\frac{k^4h^2}{12}.} \]

The code proves this without the low-mode restriction. The bound may be loose away from the low-mode regime, but it remains valid.

The proof begins with an estimate valid for every real argument:

\[ 0\le x^2-\sin^2x\le\frac{x^4}{3}. \]

The lower bound follows from \(|\sin x|\le|x|\). For the upper bound, use

\[ |x-\sin x|\le\frac{|x|^3}{6},\qquad |x+\sin x|\le2|x|. \]

Factoring the difference of squares gives

\[ 0\le x^2-\sin^2x =|x-\sin x|\,|x+\sin x| \le\frac{x^4}{3}. \]

With \(x=kh/2\) and \(h\ne0\),

\[\begin{aligned} k^2-\lambda_{k,h} &=\frac4{h^2}\left(x^2-\sin^2x\right),\\ \frac4{h^2}\frac{x^4}{3} &=\frac{k^4h^2}{12}. \end{aligned}\]

Every algebraic transformation and inequality in the active source was accepted by Lean.

III.4.2 What this does not establish

This is an exact deterministic error bound for the displayed dispersion relation. The original paper's numerical convergence experiment and spectral dimension measurements provide a different kind of evidence and were not rerun during this prose revision. The bound alone does not select a physical spacetime geometry.

III.5 A constraint diagnostic that vanishes automatically

Section 12 defines the physical projector using the exact common kernel of the constraints. In finite dimensions this gives \(C_aP=0\) for every \(a\). Absorb the factor \(i\) and any structure coefficient into \(f_c\), and write

\[ \mathcal A_{ab}=C_aC_b-C_bC_a-\sum_cf_cC_c. \]

Proposition III.5.1: Exact common-kernel compression

If \(C_cP=0\) for every \(c\), then

\[ \mathcal A_{ab}P=0,\qquad P\mathcal A_{ab}P=0. \]

No idempotence or adjoint property of \(P\) is needed for this implication.

Proof of Proposition III.5.1

Associativity gives

\[ \mathcal A_{ab}P=C_a(C_bP)-C_b(C_aP)-\sum_cf_c(C_cP)=0. \]

Left multiplication by \(P\) gives the second identity.

III.5.1 Compressed vanishing without operator closure

Over the rationals, take

\[ P=\begin{pmatrix}1&0&0\\0&0&0\\0&0&0\end{pmatrix},\quad X=\begin{pmatrix}0&0&0\\0&0&1\\0&1&0\end{pmatrix},\quad Z=\begin{pmatrix}0&0&0\\0&1&0\\0&0&-1\end{pmatrix}. \]

These displayed matrices are symmetric. The code checks that \(P^2=P\), \(P\ne0\) and \(XP=ZP=0\), but

\[ [X,Z]=\begin{pmatrix}0&0&0\\0&0&-2\\0&2&0\end{pmatrix}\ne0, \qquad P[X,Z]P=0. \]

The commutator therefore violates the closure relation with zero structure coefficients outside the physical range, even though its physical compression vanishes exactly.

III.5.2 Interpretation for the paper

Vanishing of the compressed anomaly is automatic for the exact finite common kernel. It therefore cannot by itself certify full operator closure. A nonzero computed compression would instead contradict those exact assumptions or expose an approximation or implementation defect.

Existence of a nontrivial compatible refinement tower and the broader continuum program remain separate questions. A stronger closure claim must test more than this compression, and unbounded constraints need their operator domains specified. This audit is additional to the six checked source items and is not counted as a seventh original theorem.

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