Paper XReading edition

Lift forests and inverse-limit reconstruction

Reading tools
Reading libraryFind statementsInspect Lean
Switch work

Saved reading

Read side by side

Start reading

Resources & source

Original TeX with line links · Download TeX

The wording and mathematics follow the retained manuscript. This reading format does not add a proof review or extend Lean coverage.

Skip contents and start reading

3 Lift forests and inverse-limit reconstruction

Fix \(\bar x\in\mathcal M(k)\). For \(m\ge1\), set

\[ X_m(\bar x)=\mathcal M_{\bar x}({\mathcal O}/\varpi^m). \]

Reduction gives transition maps

\[ r_{m+1,m}:X_{m+1}(\bar x)\longrightarrow X_m(\bar x). \]

A compatible branch is a sequence \((x_m)_{m\ge1}\) satisfying

\[ r_{m+1,m}(x_{m+1})=x_m. \]

Classical input 3.1: Represented complete deformation problems

When a deformation functor is represented by a complete local ring \(R_{\bar x}\), its \({\mathcal O}\)-valued points are continuous local maps \(R_{\bar x}\to{\mathcal O}\). Completeness identifies such maps with compatible maps to every quotient \({\mathcal O}/\varpi^m\).

Theorem 3.2: Formal inverse-limit reconstruction

Assume \(\mathcal M_{\bar x}\) is represented by a complete local \({\mathcal O}\)-algebra \(R_{\bar x}\). Then reduction induces a natural bijection

\[ \boxed{ \mathcal M_{\bar x}({\mathcal O}) \cong \varprojlim_m \mathcal M_{\bar x}({\mathcal O}/\varpi^m). } \]

Proof of Theorem 3.2

A continuous local homomorphism \(R_{\bar x}\to{\mathcal O}\) reduces to a compatible family of homomorphisms into \({\mathcal O}/\varpi^m\). Conversely, compatible finite-level maps determine a map

\[ R_{\bar x}\longrightarrow\varprojlim_m{\mathcal O}/\varpi^m\cong{\mathcal O}. \]

The two constructions are inverse because equality in a separated complete ring is detected modulo every power of its maximal ideal.

Theorem 3.3: Finite-branch compactness

Suppose every \(X_m(\bar x)\) is finite and nonempty and every node has finitely many children. Then the lift tree above \(\bar x\) contains an infinite compatible branch.

Proof of Theorem 3.3

The tree is infinite because it has a nonempty level at every depth, and it is finitely branching by hypothesis. König's lemma gives an infinite path. The edge relation is reduction, so that path is a compatible branch.

Surjectivity of every transition map is sufficient but not necessary. Finite branching and nonempty arbitrarily deep levels are the compactness mechanism.

Proposition 3.4: Smooth formal branch count

If

\[ R_{\bar x}\cong{\mathcal O}[[t_1,\ldots,t_d]]\quad\text{as complete local }{\mathcal O}\text{-algebras}, \]

then

\[ \boxed{ \#X_m(\bar x)=q^{d(m-1)}. } \]

Fix a uniformizer and a section \(s:k\to{\mathcal O}\) of reduction, with \(s(0)=0\). Every \({\mathcal O}\)-valued branch is encoded by \(d\) positive-depth digit streams

\[ t_i=s(a_{i,1})\varpi+s(a_{i,2})\varpi^2+\cdots, \qquad a_{i,j}\in k, \]

Proof of Proposition 3.4

A local map sends each parameter into the image of \((\varpi)\) in \({\mathcal O}/\varpi^m\). Conversely, every tuple in that image is nilpotent and defines a coefficient-preserving evaluation homomorphism. This homomorphism is local. To prove uniqueness without assuming continuity of an arbitrary competing homomorphism, observe in one variable that a homomorphism killing \(X^N\) only sees the finite polynomial truncation modulo \(X^N\). Induction over the finite number of variables gives uniqueness in all dimensions. The actual local maps are therefore in bijection with the full parameter tuple set. Its cardinality is \(q^{d(m-1)}\), including the zero-dimensional chart.

For integral maps, reduce an arbitrary tuple in \((\varpi){\mathcal O}\) at every precision, evaluate there, and use the represented-map reconstruction theorem. The finite evaluations are compatible, the reconstructed algebra map is local, and every competing local map has the same finite reductions. Separatedness gives uniqueness. Local maps are continuous in the maximal-ideal adic topologies. This establishes the integral parameter classification rather than assuming it from the finite count.

For the digit claim, subtract the chosen representative of the residue and divide the remainder by the uniformizer. Iterating gives unique digits. Conversely, the partial sums of any digit stream form a compatible Cauchy family and reconstruct uniquely by completeness and separatedness. More precisely, for each parameter there is a unique stream \((a_{i,j})_{j\ge1}\) such that

\[ \varpi^{n+1}\mid t_i-\sum_{j=1}^{n}s(a_{i,j})\varpi^j\qquad(n\ge0). \]

The section is a set-theoretic section of reduction, not an asserted embedding of residue fields into the coefficient ring. Finally, a supplied local \({\mathcal O}\)-algebra isomorphism from \(R_{\bar x}\) transports both the map classification and the count.

The first four levels of a full (3 )-adic digit forest. A path is a compatible finite-depth perturbation stream.
The first four levels of a full \(3\)-adic digit forest. A path is a compatible finite-depth perturbation stream.

View full-size figure (new tab)

A compatible base-five residue tower reconstructs the digit stream ((2,4,1,3,0,2) ).
A compatible base-five residue tower reconstructs the digit stream \((2,4,1,3,0,2)\).

View full-size figure (new tab)

Source and conversion record

Source SHA-256: ccce6fc50bc2c300d987aa870a199494867a6c52e119b49d7b17c100a0213652

Unsupported prose commands stop the build. The mathematical expression sequence is checked against the source, with manuscript macros expanded for display.

Conversion records

Notation in Paper X

Look up a symbol without leaving this chapter. Select text before opening help to search for it.

Search this work’s notation.

    Symbols can have different meanings in different passages. Read each result in its own context.

    Open the full notation index