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Polyphase refinement of local Mahler coordinates

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D.7 Polyphase refinement of local Mahler coordinates

Polyphase refinement replaces one local branch by finitely many digit branches while preserving exact synthesis. For sequences it is residue analysis. For local functions it is the digit tree of \(\mathbb Z_p\). In Mahler coordinates it becomes a finite triangular kernel.

D.7.1 Discrete analysis and exact synthesis

For a sequence \(a=(a_n)_{n\geq0}\) and \(M\geq2\), define

\[ a_r^{[M]}(q)=a_{Mq+r} \qquad(0\leq r<M). \]

The analysis map is

\[ \mathcal P_Ma = \left(a_0^{[M]},\ldots,a_{M-1}^{[M]}\right). \]

Synthesis interleaves the branches by the rule

\[ a_{Mq+r}=a_r^{[M]}(q). \]
Historical theorem D.67: Exact discrete polyphase reconstruction

The analysis map \(\mathcal P_M\) is a bijection between sequences and ordered families of \(M\) sequences. If

\[ A(z)=\sum_{n\geq0}a_nz^n \]

and

\[ A_r^{[M]}(w)=\sum_{q\geq0}a_{Mq+r}w^q, \]

then

\[ \boxed{ A(z)=\sum_{r=0}^{M-1}z^rA_r^{[M]}(z^M). } \]
Proof

Every nonnegative integer has a unique expression \(Mq+r\) with \(0\leq r<M\). Group the terms of the ordinary generating function by this residue.

Historical theorem D.68: Nested discrete refinement

For positive integers \(M,N\),

\[ \boxed{ \left(a_r^{[M]}\right)_s^{[N]} = a_{r+Ms}^{[MN]}. } \]

For a mixed radix path \((M_1,\ldots,M_\ell)\) with digits \(0\leq s_i<M_i\), the final address is

\[ \boxed{ r(\boldsymbol s) = s_1+M_1s_2+\cdots+ \left(\prod_{i=1}^{\ell-1}M_i\right)s_\ell. } \]

Only the product radix and accumulated address determine the final branch.

Proof

Direct substitution gives

\[ \left(a_r^{[M]}\right)_s^{[N]}(q) = a_{M(Nq+s)+r}. \]

Iterate this identity along the mixed radix path.

D.7.2 Carry convolution and the shift matrix

Let \(c=a*b\) be the ordinary Cauchy convolution. Write \(A_r\), \(B_r\), and \(C_r\) for the phase ordinary generating functions.

Historical proposition D.69: One carry convolution law

For every residue \(r\),

\[ \boxed{ C_r(w) = \sum_{u+v=r}A_u(w)B_v(w) + w\sum_{u+v=r+M}A_u(w)B_v(w). } \]

The first sum has no phase carry. The second has one coarse index carry.

Proof

Write the input indices as \(Mq+u\) and \(Mq'+v\). Since \(0\leq u,v<M\), their sum has residue \(u+v\) when \(u+v<M\), and residue \(u+v-M\) with one additional coarse index when \(u+v\geq M\).

Historical theorem D.70: Polyphase shift matrix

Let \(E\) be the scalar shift \((Ea)_n=a_{n+1}\), and let \(E_q\) shift the coarse index. Then

\[ \boxed{ \mathcal P_M(Ea) = \mathsf S_M(E_q)\mathcal P_Ma, } \]

where

\[ \mathsf S_M(E_q) = \begin{pmatrix} 0&1&0&\cdots&0\\ 0&0&1&\cdots&0\\ \vdots&&&\ddots&\vdots\\ 0&0&0&\cdots&1\\ E_q&0&0&\cdots&0 \end{pmatrix}. \]

It also satisfies

\[ \boxed{\mathsf S_M(E_q)^M=E_qI_M.} \]
Proof

For \(r<M-1\),

\[ (Ea)_{Mq+r}=a_{Mq+r+1}=a_{r+1}^{[M]}(q). \]

For \(r=M-1\),

\[ (Ea)_{Mq+M-1}=a_{M(q+1)}=E_qa_0^{[M]}(q). \]

After \(M\) shifts every phase has advanced by one coarse index.

D.7.3 Local branches and digit reconstruction

For \(a\geq1\) and \(0\leq s<p^a\), define

\[ f_{a,s}(x)=f(p^ax+s). \]
Historical theorem D.71: Exact local branch reconstruction

The family \(\{f_{a,s}\}_{0\leq s<p^a}\) determines \(f\) uniquely on \(\mathbb Z_p\). More precisely, if \(y\in s+p^a\mathbb Z_p\), then

\[ \boxed{ f(y)=f_{a,s}\left(\frac{y-s}{p^a}\right). } \]

For \(a,b\geq1\),

\[ \boxed{ (f_{a,s})_{b,t} = f_{a+b,s+p^at}. } \]

Thus local refinement is exactly the \(p\) adic digit tree.

Proof

The cosets \(s+p^a\mathbb Z_p\) form a disjoint partition of \(\mathbb Z_p\). The first formula is the inverse affine change of variables on one coset. The second follows from

\[ p^a(p^bx+t)+s = p^{a+b}x+p^at+s. \]

D.7.4 The affine Mahler kernel

Let

\[ \Phi_M(z)=(1+z)^M-1. \]

For \(M\geq1\), \(s\geq0\), and \(r,k\geq0\), define

\[ \boxed{ \Theta_{M,s}(r,k) = [z^r](1+z)^s\Phi_M(z)^k. } \]

Equivalently,

\[ \boxed{ \Theta_{M,s}(r,k) = \sum_{j=0}^{k} (-1)^{k-j}\binom kj\binom{Mj+s}{r}. } \]

It vanishes unless

\[ k\leq r\leq Mk+s. \]
Historical proposition D.72: Edge coefficients of the affine kernel

For every \(M\geq1\), \(s\geq0\), and \(k\geq0\),

\[ \boxed{ \Theta_{M,s}(k,k)=M^k, \qquad \Theta_{M,s}(Mk+s,k)=1. } \]

For binary radix and zero address,

\[ \boxed{ \Theta_{2,0}(k+j,k) = 2^{k-j}\binom kj \qquad(0\leq j\leq k). } \]

Hence

\[ \boxed{ {v_2}\left(\Theta_{2,0}(k+j,k)\right) = k-j+{v_2}\binom kj. } \]
Proof

The lowest degree term of \(\Phi_M(z)\) is \(Mz\), and its highest degree term is \(z^M\). Multiplication by \((1+z)^s\) gives the two edge coefficients. When \(M=2\) and \(s=0\),

\[ \Phi_2(z)^k = (2z+z^2)^k = z^k(2+z)^k. \]

Taking the coefficient of \(z^{k+j}\) gives the binary formula.

Historical theorem D.73: Mahler polyphase transfer

Let

\[ f(x)=\sum_{r\geq0}c_r\binom xr \]

be a convergent Mahler expansion. For

\[ g_s(q)=f(Mq+s), \]

one has

\[ \boxed{ g_s(q)=\sum_{k\geq0}d_{s,k}\binom qk,} \]

where

\[ \boxed{ d_{s,k} = \sum_{r=k}^{Mk+s} c_r\Theta_{M,s}(r,k). } \]

Every refined coefficient uses a finite window of the original Mahler coefficients.

Proof

Use

\[ (1+z)^{Mq+s} = (1+z)^s\left(1+\Phi_M(z)\right)^q = \sum_{k\geq0}\binom qk(1+z)^s\Phi_M(z)^k. \]

Taking the coefficient of \(z^r\) gives the affine expansion of \(\binom{Mq+s}{r}\). Since \(c_r\to0\) and every \(d_{s,k}\) uses indices \(r\geq k\), the transformed coefficients also tend to zero.

Historical theorem D.74: Kernel composition

For positive integers \(M,N\),

\[ \boxed{ \sum_{k\geq0} \Theta_{M,s}(r,k) \Theta_{N,t}(k,\ell) = \Theta_{MN,Mt+s}(r,\ell). } \]

The sum is finite.

Proof

Apply Historical theorem D.73 first to \(x=Mq+s\) and then to \(q=Ny+t\). The composite substitution is \(x=MNy+Mt+s\). Uniqueness of Mahler coefficients gives the identity.

D.7.5 Valuation transport

Historical theorem D.75: Polyphase valuation ledger

For every refined coefficient,

\[ \boxed{ {v_p}(d_{s,k}) \geq \min_{k\leq r\leq Mk+s} \left( {v_p}(c_r)+{v_p}(\Theta_{M,s}(r,k)) \right). } \]

If \({v_p}(c_r)\geq w(r)\) for a nondecreasing function \(w\), then

\[ \boxed{{v_p}(d_{s,k})\geq w(k).} \]

Thus every monotone Mahler precision ladder survives arbitrary polyphase refinement.

Proof

Apply the nonarchimedean triangle inequality to the finite coefficient formula. Since \(r\geq k\), monotonicity gives \(w(r)\geq w(k)\), and the affine kernel is integral.

Historical theorem D.76: Prime power sparsification

Editorial hypothesis correction. The affine-kernel congruence below needs no change, but its consequence for transformed Mahler coefficients requires \(c_r\in{\mathbb Z}_p\) for every \(r\). Convergence of a \({\mathbb Q}_p\)-valued Mahler expansion alone is insufficient. For \(p=2\), \(M=2\), \(s=0\) and \(f(x)=x/2\), one has \(c_1=1/2\), \(c_2=0\), while \(g(q)=q\) has \(d_1=1\); thus \(d_1\not\equiv c_2\pmod2\). The coefficient consequence is read with integral original coefficients. Let \(M=p^a\). Then

\[ \boxed{ \Theta_{p^a,s}(r,k) \equiv \binom{s}{r-p^ak} \pmod p, } \]

where the binomial coefficient is zero outside its natural range. Consequently,

\[ \boxed{ d_{s,k} \equiv \sum_{u=0}^{s} \binom su c_{p^ak+u} \pmod p. } \]

In particular,

\[ \boxed{d_{0,k}\equiv c_{p^ak}\pmod p.} \]
Proof

In characteristic \(p\),

\[ (1+z)^{p^a}-1\equiv z^{p^a}. \]

Substitute this congruence in the definition of \(\Theta_{p^a,s}\).

New reconstruction. The affine Mahler kernel has finite triangular support. At prime power radix its reduction is confined to a short Frobenius window.
New reconstruction. The affine Mahler kernel has finite triangular support. At prime power radix its reduction is confined to a short Frobenius window.

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D.7.6 Precision amplification

Historical theorem D.77: Scalar polyphase precision amplification

Let \(u\in\mathbb Z_p^\times\), let \(a,r\geq0\), and put

\[ H_a= \begin{cases} (p-1)p^a,&p\text{ odd},\\ 2^{a+1},&p=2. \end{cases} \]

Then

\[ \boxed{ \Delta_{H_a}^{\,r}u^n = u^n\left(u^{H_a}-1\right)^r. } \]

For odd \(p\),

\[ \boxed{ {v_p}\left(\Delta_{H_a}^{\,r}u^n\right) \geq(a+1)r. } \]

For \(p=2\) and odd \(u\),

\[ \boxed{ {v_2}\left(\Delta_{H_a}^{\,r}u^n\right) \geq(a+3)r. } \]

Equivalently, every additional prime power digit increases the certified Mahler slope by one.

Proof

One difference with step \(H_a\) multiplies the unit mode by \(u^{H_a}-1\). Iterate. The valuation estimates are those of Historical corollary D.53.

Historical lemma D.78: Matrix power amplification

Editorial hypothesis correction. Require \(L\ge1\). At \(L=0\) the standalone claim is false: for \(p=3\), \(d=1\) and \(X=2=1+B\), one has \(X^3-1=7\notin3{\mathbb Z}_3\). With \(L\ge1\), every higher binomial term in the retained proof has the required valuation, including \(p=2\). If

\[ X=I+p^LB \]

with \(B\in M_d({\mathbb Z_p})\), then for every \(a\geq0\) there is \(B_a\in M_d({\mathbb Z_p})\) such that

\[ \boxed{X^{p^a}=I+p^{L+a}B_a.} \]
Proof

Induct on \(a\). Expand the \(p\)th power of \(I+p^{L+a}B_a\). The linear term has valuation at least \(L+a+1\), and every higher term has at least that valuation.

Historical theorem D.79: Matrix polyphase precision amplification

Editorial hypothesis correction. Require \(L\ge1\), \(C,B\in M_d({\mathbb Z}_p)\), \(v_0,w\in{\mathbb Z}_p^d\), \(H>0\), and \(a,j,n,r\in{\mathbb N}\). These are the hypotheses of the two corrected matrix statements used by the retained proof. Without integral observation vectors or positive \(L\), the preceding counterexamples invalidate the claimed precision. Assume

\[ C^H=I+p^LB. \]

Put \(H_a=Hp^a\). Then

\[ C^{H_a}=I+p^{L+a}B_a \]

for an integral matrix \(B_a\). Every refined packet

\[ b_{a,j}(x)=a_{H_ax+j} \]

has Mahler coefficients satisfying

\[ \boxed{{v_p}(c_{a,j,r})\geq(L+a)r.} \]

Equivalently,

\[ \boxed{ \Delta_{H_a}^{\,r}a_n \equiv0 \pmod {p^{(L+a)r}}. } \]
Proof

Combine Historical lemma D.78 and Historical theorem D.55.

Historical example D.80: Refined dyadic Fibonacci ladder

For the Fibonacci companion matrix

\[ C= \begin{pmatrix} 1&1\\ 1&0 \end{pmatrix}, \]

one has

\[ C^{12} =I+8 \begin{pmatrix} 29&18\\ 18&11 \end{pmatrix}. \]

Therefore

\[ \boxed{ \Delta_{12\cdot2^a}^{\,r}F_n \equiv0 \pmod {2^{(a+3)r}}. } \]

Every dyadic refinement doubles the step and adds one guaranteed binary digit at each Mahler depth.

New reconstruction. Every additional prime power refinement digit increases the certified Mahler slope of a principal unit matrix packet by one.
New reconstruction. Every additional prime power refinement digit increases the certified Mahler slope of a principal unit matrix packet by one.

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D.7.7 Character and polyphase coordinates

For odd \(p\), write

\[ \boxed{ n=j+(p-1)(s+p^aq), } \]

with \(0\leq j<p-1\) and \(0\leq s<p^a\). The address \(j\) records the finite character. The address \(s\) records the principal unit digit. The variable \(q\) carries the remaining Mahler expansion.

At the dyadic prime, write

\[ \boxed{ n=j+2(s+2^aq), } \]

with \(j\in\{0,1\}\) and \(0\leq s<2^a\). The sign coordinate replaces the odd prime character coordinate.

Historical proposition D.81: Local phase lattice

For a unit mode \(u^n\), the odd prime coordinate gives

\[ \boxed{ u^n = u^{j+(p-1)s} \left(u^{(p-1)p^a}\right)^q. } \]

The dyadic coordinate gives

\[ \boxed{ u^n = u^{j+2s} \left(u^{2^{a+1}}\right)^q. } \]

Thus finite character phase, local digit address, and Mahler depth are separate coordinates.

Proof

Substitute the two displayed decompositions of \(n\).

Historical corollary D.82: Polyphase refinement of the Euler branches

The analytic branches in Historical theorem D.62 and Historical theorem D.65 admit exact refinements under \(x=p^aq+s\). Their refined Mahler coefficients are obtained from \(\Theta_{p^a,s}\). The original monotone valuation ladders are preserved, and unit mode or invertible matrix representations gain one certified digit per refinement level.

Proof

Apply Historical theorem D.73, Historical theorem D.75, Historical corollary D.53, and Historical theorem D.79.

Historical remark D.83

Exact refinement does not imply that every branch is simpler. A simplification theorem requires an additional invariant, such as Frobenius sparsity, valuation gain, spectral collision, or a vanishing transfer block.

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