chapters11_12.tex
Lehmer: source and evidence
chapters11_12.tex
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1 \chapter{The exact dyadic mixed-sign boundary}\label{ch:tree}
2 \section{Sectors and two different notions of separation}
3 For a packet put $c_i(v)=(v_i-i)/5$. At depth $k\ge1$, write $M=2^k$. A sector is the residue of $c(v)$ modulo $M$, identifying the residues obtained from $v$ and $Jv$. One may represent it by the lexicographically smaller of $c(v)\bmod M$ and $c(Jv)\bmod M$. All sector sums retain the original packet multiplicities.
4
5 A sector is mixed if it contains both positive and negative weights. Sign-purity is weaker than resolving a sector into one $J$-orbit. Several different orbits can have the same sign. A theorem about the first mixed sector therefore answers a different question from a theorem about the first collision of distinct orbits.
6
7 The sign has an elementary coding description. For $i<j$, the difference
8 \[
9 v_i-v_j=(i-j)+5(c_i-c_j)
10 \]
11 is positive exactly when $c_i>c_j$. There are ten pairs, so
12 \begin{equation}\label{eq:inversionsign}
13 \sgn W(v)=(-1)^{\#\{i<j:c_i>c_j\}}.
14 \end{equation}
15 Equal $c_i,c_j$ give a negative difference because $i-j<0$. Thus ties in the coding do not make a zero Vandermonde.
16
17 \section{The sharp threshold}
18 \begin{theorem}\label{thm:threshold}
19 Let $k\ge1$, $M=2^k$, and set
20 \begin{equation}\label{eq:nk}
21 N_k=\left\lceil\frac{100M^2+10M+2}{35}\right\rceil
22 =\frac{20M^2+2M+\gamma_k}{7},
23 \end{equation}
24 where
25 \[
26 \gamma_k=\begin{cases}
27 7&k\equiv1\pmod3,\\
28 1&k\equiv2\pmod3,\\
29 6&k\equiv0\pmod3.
30 \end{cases}
31 \]
32 Every depth-$k$ sector in every shell $n<N_k$ is sign-pure. The shell $n=N_k$ has a mixed sector.
33 \end{theorem}
34 This threshold ranges over all positive integer shell indices. It does not assert that $N_k$ is prime. For example, $N_3=186$ is composite.
35
36 \section{The geometric lower bound}
37 Take opposite-sign packets $v,w$ in one sector. Replace $w$ by $Jw$ if needed so that
38 \[
39 w-v=5Md,\qquad d\in A_4\setminus\{0\}.
40 \]
41 Set $a=5M/2$ and $m=(v+w)/2$. Since $M$ is even, both are integral. Equal norms give
42 \begin{equation}\label{eq:midpoint}
43 m\cdot d=0,\qquad10n=\|m\|^2+a^2\|d\|^2.
44 \end{equation}
45 The squared norm of a nonzero integral zero-sum vector is a positive even integer. It cannot be $2$ here. Such a vector is $\pm(e_i-e_j)$, and $m\cdot d=0$ would force $v_i-v_j=\pm5M$. This is divisible by $5$, contrary to the distinct coordinate residues.
46
47 If $\|d\|^2\ge6$, \eqref{eq:midpoint} gives
48 \[
49 n\ge\frac{15}{4}M^2>\frac{100M^2+10M+2}{35},\qquad M\ge2.
50 \]
51 The remaining case is $\|d\|^2=4$. Then $d$ has two coordinates $1$, two $-1$ and one $0$. Of the ten coordinate pairs, two have equal $d$ entries and eight have unequal entries. For a pair with $\delta=d_i-d_j$,
52 \[
53 (v_i-v_j)(w_i-w_j)=(m_i-m_j)^2-a^2\delta^2.
54 \]
55 The two equal-entry pairs have positive products. If all eight unequal-entry pairs had negative products, their product would also be positive, contradicting the opposite signs of $D(v)$ and $D(w)$. None of these pair products is zero, since both packets have distinct coordinates. Hence at least one unequal pair has a positive product, giving the integral inequality
56 \[
57 |m_i-m_j|\ge a|\delta|+1.
58 \]
59
60 Project $e_i-e_j$ orthogonally to $d^\perp$. Its squared norm is
61 \[
62 2-\frac{\delta^2}{4}.
63 \]
64 Because $m\perp d$, Cauchy's inequality gives
65 \[
66 \|m\|^2\ge\frac{(a|\delta|+1)^2}{2-\delta^2/4}.
67 \]
68 For $|\delta|=1$ this is $4(a+1)^2/7$. For $|\delta|=2$ it is $(2a+1)^2$, a larger quantity. Therefore
69 \[
70 10n\ge4a^2+\frac47(a+1)^2,
71 \]
72 which simplifies to the lower bound inside the ceiling in \eqref{eq:nk}. Taking the ceiling proves that no earlier shell can be mixed. Since powers of $2$ modulo $7$ cycle as $2,4,1$, direct division gives the displayed $\gamma_k$ values.
73
74 \section{Witnesses attaining the bound}
75 At $k=1$, take
76 \[
77 v=(-5,-4,2,-2,9),\qquad w=(5,6,-8,-2,-1).
78 \]
79 They belong to $\mathcal V_{13}$, have opposite weights and differ coordinatewise by multiples of $10$. Thus they lie in one depth-one sector.
80
81 For $k\ge2$, explicit affine families attain the lower bound. The following table lists $7v$ and $7w$, so that the displayed entries remain small integer affine expressions.
82 \begin{center}\small
83 \begin{tabular}{c>{\raggedright\arraybackslash}p{0.39\linewidth}>{\raggedright\arraybackslash}p{0.39\linewidth}}
84 \toprule
85 $k\bmod3$&$7v$&$7w$\\
86 \midrule
87 1, $k\ge4$&$(-20M+5,-10M-8,-10M-1,20M+16,20M-12)$&$(15M+5,-10M-8,25M-1,-15M+16,-15M-12)$\\[3pt]
88 2, $k\ge2$&$(-25M-5,10M+2,-15M+4,15M-4,15M+3)$&$(10M-5,10M+2,20M+4,-20M-4,-20M+3)$\\[3pt]
89 0, $k\ge3$&$(-20M-15,10M-3,10M+4,20M+1,-20M+13)$&$(15M-15,-25M-3,10M+4,-15M+1,15M+13)$\\
90 \bottomrule
91 \end{tabular}\end{center}
92 The appropriate powers of $2$ make each entry divisible by $7$. After division, each vector has the standard residues, sum zero and norm squared $10N_k$. The norm identities before division are
93 \[
94 \sum_i(7v_i)^2=\sum_i(7w_i)^2
95 =1400M^2+140M+70\gamma_k=490N_k.
96 \]
97 In the first two rows, $(w-v)/(5M)=(1,0,1,-1,-1)$. In the third it is $(1,-1,0,-1,1)$. Thus the packets share a sector.
98
99 Every coordinate difference is affine in $M$. Its sign is fixed on the indicated range. Checking the ten linear differences in each row proves that the two Vandermonde signs are opposite throughout that range. This is an all-depth argument using polynomial identities and linear inequalities, not an inference from a list of sample powers.
100
101 The first thresholds are
102 \[
103 13, 47, 186, 737, 2935, 11722, 46849, 187319.
104 \]
105 The verifier checks witnesses through $k=64$ as an implementation control. The affine identities and lower-bound proof establish the theorem for every depth.
106
107 \figplaceholder{mixed_threshold}{The first mixed shell $N_k$ at depths $1$ through $8$. These exact values belong to an all-depth geometric theorem. The index range is all positive integer shells, and the thresholds need not be prime.}
108
109 \section{A geometric theorem without a nonzero total}
110 Refining sectors eventually separates distinct $J$-orbits on a fixed finite shell. The sharp threshold describes how quickly opposite signs can share a sector. Neither assertion compares the total positive mass with the total negative mass. Geometric separation has not supplied an arithmetic inequality between them.
111
112 This is why the proposed sector-preserving finishing argument must be examined separately. Resolving signs can make cancellation visible. It does not remove cancellation if each resolved mass is then conserved.
113
114 \chapter{Why strict localization and automatic valuation fail}\label{ch:failures}
115 \section{Conserved sectors can preserve opposite signs}
116 Partition a shell into sectors $S_r$, with masses $t_r=\sum_{v\in S_r}W(v)$. Suppose every permitted correction is null inside every sector:
117 \[
118 \sum_{v\in S_r}W(v)Q_j(v)=0.
119 \]
120 Then $F=1+\sum a_jQ_j$ leaves each corrected sector mass equal to $t_r$. If two sector masses have opposite nonzero signs, all corrected packets cannot have one weak sign. Summing within those two sectors proves the obstruction immediately.
121
122 At $p=7$, depth-one sector data are
123 \begin{center}\small
124 \begin{tabular}{lrrr}
125 \toprule
126 Sector key&Packets&Mass&$\sum WQ_8$\\
127 \midrule
128 $(0,0,0,0,0)$&2&$-1848$&$-67060224000000$\\
129 $(1,0,0,1,0)$&2&$-17248$&$65383718400000$\\
130 $(1,1,0,0,0)$&2&2352&1676505600000\\
131 \bottomrule
132 \end{tabular}\end{center}
133 The three correction sums total zero, but no individual one is zero. Thus the known universal null $Q_8$ is not sector-null when restricted by a parity indicator. The sign certificate at $7$ works by transferring mass between sectors. A completion that preserves every one of these sectors would forbid the needed transfer.
134
135 This is a failure of the proposed localization principle, not a failure of the universal null identity. Multiplying $Q$ by an arbitrary sector indicator changes its theta series and may destroy universal nullness. A correct localized operation must be constructed by solving for combinations whose parent effects cancel, as in Chapter~\ref{ch:transport}.
136
137 \section{Aggregate parity identities have a larger scope}
138 The number of odd coordinates of a packet is even. Since squares modulo $4$ are $0$ or $1$,
139 \[
140 \#\{i:v_i\text{ odd}\}\equiv10n\equiv2n\pmod4.
141 \]
142 For odd $n$ there are two odd coordinates. For even $n$ there are zero or four. Let $A,B,C$ be the weighted generating series for these three aggregate classes, respectively.
143
144 The all-even class scales by $2$. The bijection $u_j=v_{2j\bmod5}/2$ has a coordinate permutation of sign $-1$, so
145 \[
146 A(q)=-2^{10}\Delta(q^4).
147 \]
148 Using the Hecke recurrence at $2$ gives
149 \begin{align}
150 B(q)&=-24\Delta(q^2)-2^{10}\Delta(q^4),\\
151 C(q)&=\Delta(q)+24\Delta(q^2)+2^{11}\Delta(q^4).
152 \end{align}
153 For a homogeneous universally null correction, scaling kills its aggregate $A$ series, and odd and even support then kill the corresponding aggregate $B$ and $C$ series. This does not imply nullity inside each of the six finer parity sectors making up class $C$. The explicit $p=7$ table is a counterexample to that stronger inference.
154
155 At sufficient depth, a sector is one $J$-orbit. For an even symmetric $Q$, its weighted correction sum on the orbit is its nonzero mass times $Q(v)$. Sector nullity then forces $Q(v)=0$ there. Imposing sector-nullity at every depth eventually removes every effective even correction. Refinement adds constraints rather than creating new available transfers.
156
157 \section{A unique least valuation is a sufficient criterion}
158 If one summand in an integer sum has strictly smaller $\ell$-adic valuation than all others, the sum has that least valuation and is nonzero. This follows by dividing by the least power of $\ell$ and observing one unit plus terms divisible by $\ell$.
159
160 Terminal packet resolution does not guarantee this hypothesis. Every packet is $1$ modulo $5$, and each $J$-orbit has size $1$ or $2$. Every orbit mass is therefore a $5$-adic unit. At an index prime $p>20$, Proposition~\ref{prop:indexunit} makes every orbit mass a $p$-adic unit as well. When several orbits occur, there is no unique least valuation at either of these primes.
161
162 At $p=31$, depth $2$ already resolves all sixteen $J$-orbits. Eight masses are positive and eight negative. Four have the minimum $2$-adic valuation $3$. At depth $1$, two sector masses tie at that minimum. The unique-minimum test therefore fails at every positive depth in this example, although
163 \[
164 \tau(31)=-52843168,\qquad v_2(\tau(31))=5.
165 \]
166 Further residue information about tied sums may be useful. The counterexample excludes the proposed automatic criterion, rather than every possible valuation argument.
167
168 \section{A prime-index interpolation that cannot be integral}
169 An earlier proposed shortcut treated
170 \[
171 F(u)=\frac{\tau(2^{14}u-1)}{2^{14}}
172 \]
173 at prime arguments as the restriction of a single integral $2$-adic power series. Any convergent integral restricted power series is $1$-Lipschitz: subtracting its values at $x,y$ factors by $x-y$ with an integral convergent quotient.
174
175 Take the prime indices
176 \[
177 (u_1,p_1)=(15,245759),\qquad(u_2,p_2)=(47,770047).
178 \]
179 The exact values are
180 \begin{align*}
181 \tau(245759)&=77900595298037436891536424960,\\
182 \tau(770047)&=-379872617393156753656047295381504.
183 \end{align*}
184 Their residues modulo $2^{19}$ are $393216$ and $147456$. Dividing by $2^{14}$ gives
185 \[
186 F(15)\equiv24\pmod{32},\qquad F(47)\equiv9\pmod{32}.
187 \]
188 Thus $v_2(F(47)-F(15))=0$, while $v_2(47-15)=5$. This violates the necessary Lipschitz condition and refutes the stated integral interpolation model.
189
190 Different valuations alone would not disprove analyticity. The obstruction is this divided-difference failure. The example does not exclude models with denominators, finer residue classes or additional variables. It also does not concern the legitimate auxiliary polynomial $G_n(U)$ at a fixed shell. The two constructions use different variables and different hypotheses.
191
192 \section{Exact lifting equalities also need proof}
193 Another proposed shortcut was
194 \[
195 v_\ell(\tau(p))=v_\ell(p+1)
196 \]
197 for candidate primes $p\ne\ell$ with $p\equiv-1\pmod\ell$, at $\ell=2,3,5$. All three equalities fail. Exhaustive search through $150000$ gives the first failures within these respective candidate domains:
198 \begin{center}
199 \begin{tabular}{rrrr}
200 \toprule
201 $\ell$&$p$&$v_\ell(\tau(p))$&$v_\ell(p+1)$\\
202 \midrule
203 2&81919&20&14\\
204 3&8747&8&7\\
205 5&499&4&3\\
206 \bottomrule
207 \end{tabular}
208 \end{center}
209 At $p=1249$, the $5$-adic discrepancy goes the other way: the valuations are $3$ and $4$. The decisive integers were independently checked through the Eisenstein convolution. These are counterexamples to the auxiliary valuation equalities, never to Lehmer. They show that higher cancellation cannot be read off from $p+1$ by the stated formula.
210 \figplaceholder{lifting_failures}{The first failures of the three proposed valuation equalities in their stated candidate domains, found by exhaustive prime search through $150000$. All decisive values were independently checked. The equalities fail, while Lehmer is not refuted.}
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