chapters04_05.tex
Lehmer: source and evidence
chapters04_05.tex
This is the original TeX manuscript source. Use the paper’s PDF for typeset equations.
1 \chapter{The differential residual that survives extraction}\label{ch:differential}
2 \section{A divisor convolution with the original cusp term}
3 Define the fourth divisor moment
4 \[
5 S_4(n)=\sum_{k=1}^{n-1}k^4\sigma(k)\sigma(n-k).
6 \]
7 It is a positive integer when $n>1$. The weights $k^4$ and the two divisor sums suggest a route through elementary arithmetic. The exact identity, however, retains the cusp coefficient:
8 \begin{equation}\label{eq:s4general}
9 840S_4(n)=n^4\bigl[50\sigma_3(n)+(35-84n)\sigma(n)\bigr]-\tau(n).
10 \end{equation}
11 Thus the difference between two explicit divisor expressions is exactly $\tau(n)$. Positivity of $S_4(n)$ does not imply that this difference is nonzero.
12
13 At a prime $p$, $\sigma(p)=1+p$ and $\sigma_3(p)=1+p^3$. Put
14 \[
15 C(p)=85-49p-84p^2+50p^3.
16 \]
17 Equation \eqref{eq:s4general} becomes
18 \begin{equation}\label{eq:s4prime}
19 \tau(p)=p^4C(p)-840S_4(p).
20 \end{equation}
21 For $p>7$, the coefficient $840$ is a $p$-adic unit. Reducing modulo $p^4$ gives
22 \begin{equation}\label{eq:p4equiv}
23 p^4\mid S_4(p)\quad\Longleftrightarrow\quad p^4\mid\tau(p).
24 \end{equation}
25 The proposed assertion that $p^4$ never divides $S_4(p)$ would therefore assert a uniform bound $v_p(\tau(p))\le3$. It is a sufficient strengthening of Lehmer, not a consequence of the displayed convolution.
26
27 \section{Deriving the identity in the differential ring}
28 Set
29 \[
30 A(q)=\sum_{n\ge1}\sigma(n)q^n,\qquad
31 B(q)=\sum_{n\ge1}\sigma_3(n)q^n.
32 \]
33 Then $E_2=1-24A$ and $E_4=1+240B$. The Ramanujan differential relations are
34 \begin{align}
35 \DQ E_2&=(E_2^2-E_4)/12,\\
36 \DQ E_4&=(E_2E_4-E_6)/3,\\
37 \DQ E_6&=(E_2E_6-E_4^2)/2.
38 \end{align}
39 These normalized relations are recorded in \cite{Fonseca}, and the constant-one formula for $\Delta$ is checked in \cite{Stein}. They define a derivation on the polynomial ring $\Q[E_2,E_4,E_6]$. Repeated differentiation and collection of terms yield
40 \begin{align}
41 E_2\DQ^2E_2&=4\DQ^3E_2+\frac3{10}\DQ^2E_4,\label{eq:d2}\\
42 E_2\DQ^4E_2&=\frac{12}{5}\DQ^5E_2+\frac17\DQ^4E_4-\frac{24}{35}\Delta.\label{eq:d4}
43 \end{align}
44 These are polynomial identities in the differential ring. They can be verified by expanding each derivative using the three relations and checking a zero rational remainder. The cusp term in \eqref{eq:d4} is essential.
45
46 Substituting $E_2=1-24A$, $E_4=1+240B$ into \eqref{eq:d4} gives
47 \[
48 -24\DQ^4A+576A\DQ^4A
49 =-\frac{288}{5}\DQ^5A+\frac{240}{7}\DQ^4B-\frac{24}{35}\Delta.
50 \]
51 Multiplication by $-35/24$ and rearrangement gives
52 \begin{equation}\label{eq:projector}
53 \Delta=50\DQ^4B+35\DQ^4A-84\DQ^5A-840A\DQ^4A.
54 \end{equation}
55 The coefficient of $A\DQ^4A$ at $q^n$ is precisely $S_4(n)$ after the summation variable is reversed if necessary. Coefficient extraction proves \eqref{eq:s4general}.
56
57 For completeness, $\Delta=(E_4^3-E_6^2)/1728$ has the expected product normalization. The differential relations imply $\DQ\Delta=E_2\Delta$. The product in Chapter~\ref{ch:engines} satisfies the same equation by logarithmic differentiation. Both begin with $q$. Coefficient recursion therefore identifies them as formal power series. This avoids treating a matching first coefficient as sufficient on its own.
58
59 \section{The exact forbidden residue}
60 Combine \eqref{eq:p6} and \eqref{eq:s4prime}. For $p>7$,
61 \begin{equation}\label{eq:forbiddenconvolution}
62 \tau(p)=0\quad\Longleftrightarrow\quad
63 840S_4(p)\equiv p^4C(p)\pmod{p^6}.
64 \end{equation}
65 If $p^4\mid S_4(p)$, division by $p^4$ is legitimate as an integer operation, and the same condition is
66 \[
67 840\frac{S_4(p)}{p^4}\equiv85-49p\pmod{p^2}.
68 \]
69 The terms $-84p^2$ and $50p^3$ have disappeared modulo $p^2$. This is a compact description of the remaining residue problem. It is not a contradiction. A successful proof through this formula must establish that the displayed residue is never attained by the actual convolution.
70
71 At $p=2411$, retained exact values are
72 \[
73 \tau(p)=4542041100095889012,\qquad
74 S_4(p)=28168797627693083506845.
75 \]
76 Both have $p$-adic valuation $1$. The normalized residues are
77 \[
78 \frac{\tau(p)}p\equiv150\pmod p,\qquad
79 \frac{S_4(p)}p\equiv947\pmod p.
80 \]
81 They satisfy $-840\cdot947\equiv150\pmod p$. This example shows that substantial cancellation can coexist with a clean exact identity. It neither refutes the stronger $p^4$ bound nor supplies it.
82
83 \section{Why a projector does not finish the proof}
84 A differential projector can remove Eisenstein components and isolate a cusp component. That is a structural accomplishment: it explains where the coefficient sits in the algebra. But a projector selecting $\Delta$ also selects its unknown prime coefficient. The coefficient $-1/840$ in \eqref{eq:s4general} is a $p$-adic unit for $p>7$. There is no automatic extra factor of $p$ left behind.
85
86 The retained symbolic verification checks the differential identities exactly and checks their Fourier consequences at finite indices. The universal identity is justified by the differential-ring calculation. The finite checks authenticate the implementation and normalization. The all-prime residue exclusion remains a separate mathematical task.
87
88 \chapter{Trace moments and a unit triangular inversion}\label{ch:trace}
89 \section{The Hurwitz-moment description}
90 Another exact route uses Hurwitz class numbers. Let $H(D)$ denote the conventional weighted Hurwitz class number for a positive discriminant parameter $D$, with the standard exceptional automorphism weights. At a prime $p$ define
91 \begin{equation}
92 s_{2j}(p)=\frac12\sum_{|t|<2\sqrt p}t^{2j}H(4p-t^2).
93 \end{equation}
94 Here the symbol $s_{2j}(p)$ is a trace moment and is unrelated to the coordinate power sums $s_j(v)$ introduced later. The argument of $H$ is positive in the displayed range. The normalization, including the factor $1/2$, must be kept fixed when a trace formula is imported.
95
96 The Eichler--Selberg trace identities give, for $r\ge1$,
97 \begin{equation}\label{eq:traceidentity}
98 \sum_{j=0}^r(-1)^{r-j}\binom{r+j}{r-j}p^{r-j}s_{2j}(p)
99 =-1-\Tr T_{2r+2}(p),
100 \end{equation}
101 together with $s_0(p)=p$. Here $T_k(p)$ is the Hecke operator at $p$ on $S_k(SL_2(\Z))$. It is distinct from the scalar recurrence notation $T_r=\tau(p^r)$ at a fixed prime. The trace normalization and Catalan inversion are checked against \cite{LRTrace}, Sections 4--6. The cusp spaces in weights $4,6,8,10$ are zero. The weight-$12$ cusp space is spanned by $\Delta$, so its Hecke trace is $\tau(p)$.
102
103 This leads to a lower triangular system for the moments. Its diagonal entries are all $1$. The inversion can recover the moments exactly, but the unit last diagonal also means that the last cusp trace survives with a unit coefficient.
104
105 \section{The Catalan inverse}
106 The inverse matrix has coefficients
107 \begin{equation}\label{eq:catalan}
108 \left[\binom{2r}{r-j}-\binom{2r}{r-j-1}\right]p^{r-j},
109 \qquad0\le j\le r,
110 \end{equation}
111 where a binomial coefficient outside its usual range is zero. The bracket is a ballot-number form of the Catalan triangle. It is an integer, and at $j=r$ it is $1$.
112
113 The resulting first moments are
114 \begin{align}
115 s_2(p)&=p^2-1,\\
116 s_4(p)&=2p^3-3p-1,\\
117 s_6(p)&=5p^4-9p^2-5p-1,\\
118 s_8(p)&=14p^5-28p^3-20p^2-7p-1,\\
119 s_{10}(p)&=42p^6-90p^4-75p^3-35p^2-9p-1-\tau(p).
120 \label{eq:s10}
121 \end{align}
122 The integer $42$ is the fifth Catalan number. It records the contribution from $s_0(p)=p$ after inversion. The lower-degree terms come from the constant $-1$ in the trace formula. The coefficient of $\tau(p)$ is $-1$ because the last diagonal entry is $1$.
123
124 One can check the inversion without computing class numbers. Multiply the lower triangular matrices symbolically after factoring the appropriate powers of $p$. The binomial identities give the identity matrix. The retained exact test checks both products through size $32$, which is an implementation test for the universal binomial inversion rather than its proof.
125
126 \section{A worked first row}
127 At $r=1$, \eqref{eq:traceidentity} reads
128 \[
129 -ps_0+s_2=-1.
130 \]
131 Since $s_0=p$, this gives $s_2=p^2-1$. At $r=2$ it reads
132 \[
133 p^2s_0-3ps_2+s_4=-1.
134 \]
135 Substitution gives $s_4=2p^3-3p-1$. The same triangular procedure produces the next three rows. At the fifth row, the right side is $-1-\tau(p)$ rather than $-1$. The inversion has not supplied a reason for that extra term to be nonzero.
136
137 This small calculation reveals the general mechanism. The early vanishing cusp spaces make the early moments polynomial in $p$. The first nonzero cusp space introduces the actual modular coefficient. That distinction is geometric, not a numerical defect of the inversion.
138
139 \section{An exact reformulation can retain the hard part}
140 Equation \eqref{eq:s10} can be read as a formula for $\tau(p)$ in terms of a weighted class-number moment. Setting its last term formally equal to zero is consistent with the triangular linear system. To exclude a zero one needs an additional arithmetic restriction on the actual Hurwitz sum, beyond the identities used to obtain the system.
141
142 For example, positivity of $H(D)$ makes $s_{10}(p)$ nonnegative. The polynomial on the right of \eqref{eq:s10} with $\tau(p)$ omitted is also compatible with nonnegativity for large $p$. A positivity statement of this general kind does not separate the two possible values. A useful inequality would have to be quantitatively strict in a way that excludes the exact polynomial value for every prime.
143
144 The historical check independently enumerated reduced positive definite binary quadratic forms for all primes through $499$ and for $p=2411$. There are $96$ prime rows in that scope. The resulting moments agree with the tau coefficients from the separate triangular engine. This gives exact evidence for the normalization and finite rows. It is not an exhaustive class-number theorem at all primes.
145
146 \section{Two residuals, one obligation}
147 The differential formula and the trace formula look different. One uses divisor convolutions and quasimodular differentiation. The other uses class numbers and Hecke traces. Both isolate the cusp coefficient with a unit coefficient. The original nonvanishing problem has therefore survived both extractions.
148
149
Other PDFs for this work
Original file and source record
This copy matches the recorded source file. Its publication here does not change the work’s review status.
SHA-256: a2f34ed7156afcf3d6278125f8f35debed10a9d97df196522a5452d85a0ad42e